UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Ortelius Advisors, L.P. 450 PARK AVENUE, SUITE 2700 NEW YORK, NY 10022 |
X | |||
Pangaea Ventures, L.P. C/O ORTELIUS ADVISORS, L.P. 450 PARK AVENUE, SUITE 2700 NEW YORK, NY 10022 |
X | |||
Temnein Ventures III, L.P. C/O ORTELIUS ADVISORS, L.P. 450 PARK AVENUE, SUITE 2700 NEW YORK, NY 10022 |
X | |||
Desorcy Peter 450 PARK AVENUE, SUITE 2700 NEW YORK, NY 10022 |
X |
ORTELIUS ADVISORS, L.P. By: Ortelius Management, LLC, its general partner By: /s/ Peter DeSorcy Name: Peter DeSorcy Title: Managing Member | 06/11/2021 | |
**Signature of Reporting Person | Date | |
PANGAEA VENTURES, L.P. By: Ortelius Advisors GP I, LLC, its general partner By: /s/ Peter DeSorcy Name: Peter DeSorcy Title: Managing Member | 06/11/2021 | |
**Signature of Reporting Person | Date | |
TEMNEIN VENTURES III, L.P. By: Temnein Advisors GP III, LLC, its general partner By: /s/ Peter DeSorcy Name: Peter DeSorcyTitle: Managing Member | 06/11/2021 | |
**Signature of Reporting Person | Date | |
/s/ Peter DeSorcy | 06/11/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares are beneficially owned by Pangaea Ventures, L.P. ("Pangaea"). |
(2) | These shares are beneficially owned by Temnein Ventures III, L.P. ("Temnein"). |
(3) | Ortelius Advisors, L.P. (the "Adviser") is the investment manager of Pangaea and Temnein. Peter DeSorcy is the Managing Member of the general partner of the Adviser, which is the Managing Member of the Adviser, and Mr. DeSorcy has a controlling interest in the Adviser. The Adviser and Mr. DeSorcy disclaim beneficial ownership of any of the shares of common stock owned by Pangaea and Temnein, except to the extent of their pecuniary interest therein. |